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Dossier assembly and review · Training guide

International Filings (Japan, Canada, WHO)

Prepare the regional quality summary for Japan, Canada or WHO prequalification from one set of product data: the Japanese approval matters, the Health Canada Certified Product Information Document (CPID) or the WHO Quality Information Summary (QIS).

Writes
Module 1 2.3 3.2
Product type
Small molecule and biologics
Guidance it follows
Japan: approval matters and partial/minor change notifications (MHLW); Canada: Health Canada Quality guidance for NDS/ANDS and CPID template; WHO: TRS 970 Annex 4, TRS 1010 Annex 10 and the QIS template
Time to learn
About 20 minutes with the example

1. What this module does

You choose the agency and enter the sites, the manufacturing steps with their parameters, the specification and the stability data. The tool writes the document in the layout that agency expects.

For Japan, critical parameters become approval items (a change needs a partial change application) and the rest are marked 『 』 as minor change notification items. The tool checks stability against the climatic zone (25 °C/60% RH for Japan and Canada, 30 °C/75% RH for WHO), the pharmacopoeias the agency accepts, the master file and the site registrations.

What you get

  • A Word or PDF document: Japan approval matters (Module 1), Health Canada CPID, or WHO QIS.

2. Before you start

Have these ready. You can still start with the example data and replace it piece by piece.

  • Manufacturing sites with their accreditation, DEL listing or inspection status.
  • Process steps with the critical parameters and ranges.
  • The specification, stability data and the drug substance master file or CEP.
Your data stays on your computer. The bar under the title counts every network request the page makes; it stays at 0 because your data never leaves your computer. Download offline copy saves a single file that opens from your own computer with all network access blocked, for air-gapped PCs.

3. Step by step with the example

Open the tool at app.cmcfy.com/app/international-filings.html. The example is loaded when the page opens, so every panel already has realistic data. Follow the steps to see how it works, then replace the example with your own data.

  1. Choose the agency

    Choose Japan, Canada or WHO prequalification, the submission type and the drug substance reference.

    International Filings (Japan, Canada, WHO)
  2. Enter sites, process and specification

    One row per site, per process parameter and per test. Write "yes" in the last process column for critical parameters.

  3. Read the result

    The headline gives the outcome: "Quality Information Summary (QIS) ready for WHO prequalification".

    Agency requirements.
    Agency requirements.
  4. Resolve alerts and download

    Missing long-term data at the zone condition is critical. Pharmacopoeias the agency does not accept, missing site registrations and a foreign reference product for Canada are flagged. Then preview and download.

    International Filings (Japan, Canada, WHO)

4. Field reference

Every input in the tool, panel by panel. Tables accept rows pasted straight from Excel, comma-separated text, or a loaded file; check the columns after loading a file. Fields marked “when it applies” appear only for the choices that need them.

1 · Submission

FieldWhat to enter
AgencyChoose one: Japan (PMDA / MHLW); Canada (Health Canada); WHO prequalification.
ProductType it in.
Drug substanceType it in.
Submission typeChoose one: New drug; Generic (ANDS in Canada; multisource FPP for WHO).
Document numberType it in.
Drug substance master file or CEP referenceType it in.
Reference or comparator product (generics) when it appliesType it in.

2 · Sites

FieldWhat to enter
Manufacturing sitesA table. Columns: Role | Name and address | Registration (accreditation, DEL, inspection). Paste rows from Excel, type comma-separated rows, or press Load file (Excel, CSV, Word, PDF or a scan).

3 · Manufacturing method

One row per step and parameter. Critical: yes for parameters that affect quality (these become partial-change items in Japan).

FieldWhat to enter
ProcessCritical parameters become partial-change items in the Japanese approval matters. A table. Columns: Step | Parameter | Target or range | Critical (yes/no). Paste rows from Excel, type comma-separated rows, or press Load file (Excel, CSV, Word, PDF or a scan).

4 · Specification and stability

FieldWhat to enter
Drug product specificationA table. Columns: Test | Method | Acceptance criterion. Paste rows from Excel, type comma-separated rows, or press Load file (Excel, CSV, Word, PDF or a scan).
Long-term stabilityWrite the condition as "30/75" or "25/60". A table. Columns: Condition (°C/% RH) | Months available | Batches. Paste rows from Excel, type comma-separated rows, or press Load file (Excel, CSV, Word, PDF or a scan).
Proposed shelf life (months)Type a number.
Container closureType it in.

5. Checks and alerts

Calculations and pass/fail outcomes always come from fixed rules, never from AI. The tool checks:

  • Long-term stability at the zone condition, months and batches.
  • Pharmacopoeias accepted by the agency.
  • Master file or CEP, site registrations and the reference product.

How to resolve alerts

  • Critical alerts block the download and must be fixed in the data. A failing result can instead be linked to an investigation: type the investigation reference and outcome and press Record.
  • Major alerts block the download until you fix them or type a justification and press Accept justification.
  • Minor alerts do not block anything. They are listed in the documents so the reviewer sees them.
  • Some alerts have an Apply fix button that makes the change for you. Reopen undoes a justification.

Narratives

This module writes: Summary. Each narrative is written by fixed rules from your data. You can edit it in the box. Rewrite with AI (where your plan includes AI) rewrites it in regulatory style; every number in the text is checked against your data, and a number that does not match is flagged under the box and blocks the download until you correct it. Reset to rule-based text brings back the original.

6. Preview, gap review and download

  1. Press Preview next to a section, or Preview and download all. The document opens in a preview window, exactly as the Word file will read.
  2. The left side lists the review, run on your device: gaps in the data (missing values, open alerts), gaps in the report (missing content the guidance expects, placeholders such as [site] or TBD left in the text) and, if you load the approved protocol under Compare with the protocol, differences from the protocol (requirements, criteria, batches or time points it plans that the report does not show).
  3. Click a finding to jump to the place in the preview. Fix it in the tool, then preview again.
  4. Optional AI review: a second read for contradictions, claims without data and vague wording. The report text is sent to Claude only when you press it, and only where your plan includes AI. Check every AI finding; AI can be wrong.
  5. Press Download Word (.docx) or Download PDF. With several documents open, All as Word (.zip) and All as PDF (.zip) download the set. The download buttons stay disabled while a blocking alert is open; the preview still works.

Documents this module produces

SectionDocument
Module 1 (JP)Approval matters
CPIDCertified Product Information Document
QISQuality Information Summary

Use Save project to keep your work as a file on your computer, and Open project to continue later. Start blank clears every field; Load example brings the example back. Nothing is stored on CMCfy servers.

7. US and EU submissions

The US/EU switch does not apply here: choose the agency in the tool. Japan follows the PMD Act and MHLW notifications; Canada the Health Canada Quality guidance for NDS and ANDS; WHO the TRS 970 Annex 4 dossier guideline.

9. Common pitfalls

  • Filing for WHO with only 25 °C/60% RH long-term data.
  • Putting every Japanese parameter in 『 』, which the PMDA will not accept for critical parameters.

10. Practice exercises

Each exercise starts from the example (press Load example to reset). We run these on every update of this guide, so the result you see should match.

  1. Switch to Japan

    Choose Japan as the agency.

    Expected resultThe headline shows that the methods citing Ph. Int. are not accepted in Japan.