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Modules

CMC authoring tools for every part of the dossier, and the GMP reports behind it.

Every module with the CTD sections it writes and the guidance it follows, then the Module 3 map. Switch the map between small molecule and biologic to see which module writes each section.

Index

Which CTD section or report each module writes

WritesModuleFollows
Small molecule
S.1 · P.1Composition & General InfoS.1 · S.3.1 · P.1
S.2 · P.3Process & Controls WriterICH Q11 · S.2 · P.3
P.2Development StudioICH Q8(R2) · Q9 · P.2
S.4 · P.5Specification BuilderICH Q6A · Q3A · Q3B · Q3C
S.3.2 · P.5.5Impurity & Risk StudioICH M7 · Q3D · FDA nitrosamine guidance
S.7 · P.8Stability StudioICH Q1A(R2) · Q1E
Biologics
S.2Biologics Process WriterICH Q5B · Q5D · Q5E · Q11 · S.2
S.3 · S.4 · P.5Biologics Characterisation & SpecificationICH Q6B · S.3 · S.4 · P.5 · S.5
A.2Viral Safety StudioICH Q5A(R2) · Q5D · 3.2.A.2
P.2 · P.3Biologics Drug Product WriterP.1 · P.2 · P.3 · Annex 1
S.7 · P.8Biologics Stability StudioICH Q5C · Q1E · S.7 · P.8
S.2.6 · ICH Q5EBiologics ComparabilityICH Q5E · EMEA/CHMP/BMWP/101695/2006
3.2.R · similarityBiosimilar Analytical SimilarityFDA CAA guidance (2019) · EMA/CHMP/BWP/247713/2012
ATMP · 3.2.P.5Cell & Gene Therapy CMCFDA gene therapy CMC (2020) · EU GMP Part IV · Ph. Eur. 5.14
Used for both
S.4.4 · P.5.4Batch Analysis & CoAS.4.4 · P.5.4 · S.5 · P.6
S.6 · P.7Container Closure & E&LS.6 · P.7 · P.2.4
P.4 · A.3Excipients WriterP.4 · 3.2.A.3 · Ph. Eur. 5.15
A.1Facilities & Equipment Writer3.2.A.1 · EU GMP Annex 1 · 21 CFR 211
S.4.3 · P.5.3Method Validation StudioICH Q2(R2) · Q14 · USP <1225>
S.4.3 · P.5.3Method Transfer ReportUSP <1224> · EU GMP 6.37–6.41
S.5 · P.6Reference Standard QualificationICH Q7 11.17–11.19 · USP <11> · Ph. Eur. 5.12
S.3.2 · S.7 · P.8Forced Degradation & PhotostabilityICH Q1A(R2) · Q1B · Q2(R2)
P.2.2Dissolution Profile ComparisonFDA SUPAC-IR · EMA BE guideline · ICH M9
P.2.5Preservative Efficacy Test ReportUSP <51> · Ph. Eur. 5.1.3
GMP quality reports
OOS · CAPAOOS, Deviation and CAPA21 CFR 211.192 · FDA OOS guidance (2022) · ICH Q10
PPQ · CPVProcess Validation ReportFDA PV guidance (2011) · EU GMP Annex 15
Cleaning · HBELCleaning Validation ReportEU GMP Annex 15 · EMA HBEL · 21 CFR 211.67
GMP changeChange ControlICH Q10 · Q9(R1) · EU GMP Chapter 1
APR · PQRAnnual Product Review21 CFR 211.180(e) · EU GMP 1.10 · ICH Q10
S.2.5 · P.3.5Hold Time Study ReportWHO TRS 992 Annex 4 · EU GMP Annex 15 · 21 CFR 211.111
GMP · Annex 15Equipment Qualification ReportEU GMP Annex 15 · 21 CFR 211.63/211.68 · ASTM E2500
GMP · Annex 1Media Fill (APS) ReportEU GMP Annex 1 (2022) · FDA aseptic processing (2004)
GMP · GDPShipping Validation ReportEU GDP 9.2 · WHO TRS 961 Annex 9 · USP <1079>
GMP · ICH Q10Technology Transfer ReportICH Q10 · WHO TRS 1044 Annex 4
GMP · Annex 1Environmental Monitoring Trend ReportEU GMP Annex 1 (2022) · USP <1116>
GMP · Annex 16Batch Record Review & ReleaseEU GMP Annex 16 · 21 CFR 211.22, 211.192
GMP · ICH Q7/Q10Supplier Qualification ReportICH Q7 · ICH Q10 · EU GMP Chapter 5 · 21 CFR 211.84
ICH Q9(R1)Quality Risk Assessment (FMEA)ICH Q9(R1)
Dossier and review
2.3 · eCTDQOS Composer & DossierModule 2.3 · eCTD v3.2.2
3.2.R · Module 1Regional Information3.2.R · 21 CFR 25 · EMEA/CHMP/SWP/4447/00
IND · IMPDIND & IMPD Quality21 CFR 312.23(a)(7) · EMA/CHMP/QWP/545525/2017
DMF · ASMFDMF & ASMF21 CFR 314.420 · CHMP/QWP/227/02 Rev. 4
Any sectionReport ReviewerModule 3 · 2.3 · lab reports
After approvalPost-approval Change ClassifierICH Q12 · 21 CFR 314.70 · 601.12 · 2013/C 223/01
AR · CBE · variationsPost-approval Filings21 CFR 314.70 · 314.81 · Regulation 1234/2008

Module 3 map

The CTD Module 3 map: which module writes each section

Drug substance

3.2.S
  1. S.1General informationComposition & General Info
  2. S.2Manufacture, route, starting materialsProcess & Controls Writer
  3. S.2Manufacture, cell banks, process validation, comparabilityBiologics Process Writer
  4. S.3Structure and impuritiesComposition · Impurity & Risk Studio
  5. S.3Characterisation (Q6B) and impuritiesBiologics Characterisation
  6. S.4Specification and justificationSpecification Builder
  7. S.4Specification with potency and K/M endotoxinBiologics Characterisation
  8. S.4.2–4.3Procedures and validationMethod Validation Studio
  9. S.4.4 · S.5Batch analyses, reference standardsBatch Analysis & CoA
  10. S.6Container closureContainer Closure & E&L
  11. S.7StabilityStability Studio
  12. S.7Stability by Q5C: potency, aggregates, freeze-thawBiologics Stability Studio

Drug product

3.2.P
  1. P.1Description and compositionComposition & General Info
  2. P.2Pharmaceutical developmentDevelopment Studio
  3. P.3Manufacture, batch formula, flow diagramProcess & Controls Writer
  4. P.2 · P.3Formulation, fill-finish, media fills, devicesBiologics Drug Product Writer
  5. P.4Control of excipients, animal origin, novel excipientsExcipients Writer
  6. P.5Specification, procedures, batchesSpecification Builder · Batch Analysis
  7. P.5Specification with particles, sterility, potencyBiologics Characterisation
  8. P.7Container closure and E&LContainer Closure & E&L
  9. P.8Stability and commitmentsStability Studio
  10. P.8Stability, in-use and shipping studiesBiologics Stability Studio

Appendices and regional

3.2.A · 3.2.R
  1. A.1Facilities, cleanroom grades, cleaning limitsFacilities & Equipment Writer
  2. A.2TSE/BSE statement for excipientsReport Reviewer checks it
  3. A.2Viral safety: Q5A(R2) clearance and retrovirus marginViral Safety Studio
  4. A.3Novel excipients: full data setExcipients Writer
  5. R · USExecuted batch records, method validation packageQOS Composer
  6. R · EUProcess validation scheme, CEP/ASMF, deviceQOS Composer

Summary and checks

Module 2.3 · any report
  1. 2.3Quality Overall Summary from every tool's summary fileQOS Composer
  2. ZipeCTD folder structure with all sectionsQOS Composer
  3. CheckUpload any section, PDF or scan and see what is missingReport Reviewer
  4. ReportsStability, validation, OOS, deviation, CAPAStudios
  5. ChangesPost-approval changes: US supplement or EU variation typeChange Classifier

Sections in amber use the biologics rules: ICH Q5A(R2), Q5B, Q5C, Q5D, Q5E and Q6B.

Sections in amber use the biologics rules: ICH Q5A(R2), Q5B, Q5C, Q5D, Q5E and Q6B.

Judge it on a section you already wrote

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